SIMON RUTHERFORD


Licensee: PKF CORPORATE FINANCE (NSW) PTY LIMITED

SIMON RUTHERFORD (Adviser# 001001133) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 1, 2011.

Adviser Overview

Register Name Financial Advisers
Adviser Name SIMON RUTHERFORD
Adviser Number 001001133
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1998
Financial Service (AFS) Licence Licence# 000295872
PKF CORPORATE FINANCE (NSW) PTY LIMITED
Licence ABN 65097893957
Adviser Start Date 2011-10-01
Appointing Representative Name PKF CORPORATE FINANCE (NSW) PTY LIMITED
Appointing Representative Number 000295872
Appointing Representative ABN 65097893957
Memberships Australian Institute of Company Directors
Chartered Accountants Australia and New Zealand (CA)

Authorisations to provide financial product advice

  • SIMON RUTHERFORD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Excluding IDPS
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Newcastle
Policy 146 Knowledge Assessment Integratec

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000295872 PKF CORPORATE FINANCE (NSW) PTY LIMITED 2011-10-01 - PKF CORPORATE FINANCE (NSW) PTY LIMITED

Licensee Information

Licence Name PKF CORPORATE FINANCE (NSW) PTY LIMITED
Licence Number 000295872
Licence ABN 65097893957

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MICHAEL DAVID JONES Pkf Corporate Finance (nsw) Pty Limited Ceased 2016-02-15
ANDREW MURRAY JONES Pkf Corporate Finance (nsw) Pty Limited Current 2014-08-11
PETER BERNARD CORNELL Pkf Corporate Finance (nsw) Pty Limited Ceased 2011-10-10
VINCENT JOHN FAYAD Pkf Corporate Finance (nsw) Pty Limited Current 2011-10-02
ALLAN RICHARD FARRAR Pkf Corporate Finance (nsw) Pty Limited Ceased 2011-03-14

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MICHAEL DAVID JONES Pkf Corporate Finance (nsw) Pty Limited Ceased 2016-02-15
ANDREW MURRAY JONES Pkf Corporate Finance (nsw) Pty Limited Current 2014-08-11
PETER BERNARD CORNELL Pkf Corporate Finance (nsw) Pty Limited Ceased 2011-10-10
VINCENT JOHN FAYAD Pkf Corporate Finance (nsw) Pty Limited Current 2011-10-02
ALLAN RICHARD FARRAR Pkf Corporate Finance (nsw) Pty Limited Ceased 2011-03-14

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.