FRANK RICCI (Adviser# 001001444) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 1, 2010.
Register Name | Financial Advisers |
Adviser Name | FRANK RICCI |
Adviser Number | 001001444 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2004 |
Financial Service (AFS) Licence |
Licence# 000342771 CATALYST PRIVATE WEALTH PTY. LTD. |
Licence ABN | 76139110295 |
Adviser Start Date | 2010-02-01 |
Appointing Representative Name | CATALYST PRIVATE WEALTH PTY. LTD. |
Appointing Representative Number | 000342771 |
Appointing Representative ABN | 76139110295 |
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Qualification / Degree | Institute / School |
---|---|
ASX / ADA Derivatives 1 and 2 Accreditation | ASX |
Bachelor of Business |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000342771 | CATALYST PRIVATE WEALTH PTY. LTD. | 2010-02-01 - | CATALYST PRIVATE WEALTH PTY. LTD. |
Licence Name | CATALYST PRIVATE WEALTH PTY. LTD. |
Licence Number | 000342771 |
Licence ABN | 76139110295 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
KYLIE ELLEN WALSH | Catalyst Private Wealth Pty. Ltd. | Ceased | 2015-09-09 |
ALFRED JAMES VAN KALKEN | Catalyst Private Wealth Pty. Ltd. | Ceased | 2015-09-09 |
ANDREW JAMES WOLFE | Catalyst Private Wealth Pty. Ltd. | Current | 2014-10-21 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
KYLIE ELLEN WALSH | Catalyst Private Wealth Pty. Ltd. | Ceased | 2015-09-09 |
ALFRED JAMES VAN KALKEN | Catalyst Private Wealth Pty. Ltd. | Ceased | 2015-09-09 |
ANDREW JAMES WOLFE | Catalyst Private Wealth Pty. Ltd. | Current | 2014-10-21 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.