FRANK RICCI


Licensee: CATALYST PRIVATE WEALTH PTY. LTD.

FRANK RICCI (Adviser# 001001444) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 1, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name FRANK RICCI
Adviser Number 001001444
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000342771
CATALYST PRIVATE WEALTH PTY. LTD.
Licence ABN 76139110295
Adviser Start Date 2010-02-01
Appointing Representative Name CATALYST PRIVATE WEALTH PTY. LTD.
Appointing Representative Number 000342771
Appointing Representative ABN 76139110295

Authorisations to provide financial product advice

  • FRANK RICCI
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
ASX / ADA Derivatives 1 and 2 Accreditation ASX
Bachelor of Business

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000342771 CATALYST PRIVATE WEALTH PTY. LTD. 2010-02-01 - CATALYST PRIVATE WEALTH PTY. LTD.

Licensee Information

Licence Name CATALYST PRIVATE WEALTH PTY. LTD.
Licence Number 000342771
Licence ABN 76139110295

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KYLIE ELLEN WALSH Catalyst Private Wealth Pty. Ltd. Ceased 2015-09-09
ALFRED JAMES VAN KALKEN Catalyst Private Wealth Pty. Ltd. Ceased 2015-09-09
ANDREW JAMES WOLFE Catalyst Private Wealth Pty. Ltd. Current 2014-10-21

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KYLIE ELLEN WALSH Catalyst Private Wealth Pty. Ltd. Ceased 2015-09-09
ALFRED JAMES VAN KALKEN Catalyst Private Wealth Pty. Ltd. Ceased 2015-09-09
ANDREW JAMES WOLFE Catalyst Private Wealth Pty. Ltd. Current 2014-10-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.