DALE COOPER (Adviser# 001001621) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is June 9, 2014.
| Register Name | Financial Advisers |
| Adviser Name | DALE COOPER |
| Adviser Number | 001001621 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2008 |
| Financial Service (AFS) Licence |
Licence# 000238098 CITIGROUP PTY LIMITED |
| Licence ABN | 88004325080 |
| Licence Controlled By |
Citi Investments Bahamas Limited Citi Overseas Holdings Bahamas Limited |
| Adviser Start Date | 2014-06-09 |
| Adviser End Date | 2015-04-10 |
| Appointing Representative Name | CITIGROUP PTY LIMITED |
| Appointing Representative Number | 000238098 |
| Appointing Representative ABN | 88004325080 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238098 |
CITIGROUP PTY LIMITED
Licence controlled by: Citi Investments Bahamas Limited ~ Citi Overseas Holdings Bahamas Limited |
2014-06-09 - 2015-04-10 | CITIGROUP PTY LIMITED |
| 000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA |
2010-11-01 - 2014-06-01 |
| Licence Name | CITIGROUP PTY LIMITED |
| Licence Number | 000238098 |
| Licence ABN | 88004325080 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| LING LING WANG | Citigroup Pty Limited | Current | 2018-06-08 |
| JUSTIN JONG-RIN KIM | Citigroup Pty Limited | Current | 2017-08-28 |
| ELVIN PERIN | Citigroup Pty Limited | Current | 2016-05-03 |
| JIN WEI SHI | Citigroup Pty Limited | Ceased | 2015-08-10 |
| MARK JEFFREY CAMPBELL | Citigroup Pty Limited | Ceased | 2015-06-22 |
| JIE ZHU | Citigroup Pty Limited | Ceased | 2015-04-20 |
| BRENDAN JACK | Citigroup Pty Limited | Ceased | 2014-11-24 |
| EDDIE AU | Citigroup Pty Limited | Ceased | 2014-08-05 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| LING LING WANG | Citigroup Pty Limited | Current | 2018-06-08 |
| JUSTIN JONG-RIN KIM | Citigroup Pty Limited | Current | 2017-08-28 |
| ELVIN PERIN | Citigroup Pty Limited | Current | 2016-05-03 |
| JIN WEI SHI | Citigroup Pty Limited | Ceased | 2015-08-10 |
| MARK JEFFREY CAMPBELL | Citigroup Pty Limited | Ceased | 2015-06-22 |
| JIE ZHU | Citigroup Pty Limited | Ceased | 2015-04-20 |
| BRENDAN JACK | Citigroup Pty Limited | Ceased | 2014-11-24 |
| EDDIE AU | Citigroup Pty Limited | Ceased | 2014-08-05 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.