RICK HORVAT

Licensee: HORVAT FINANCIAL ADVISORS PTY. LTD.

RICK HORVAT (Adviser# 001001627) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 23, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICK HORVAT
Adviser Number 001001627
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2002
Financial Service (AFS) Licence Licence# 000378107
HORVAT FINANCIAL ADVISORS PTY. LTD.
Licence ABN 87117022438
Adviser Start Date 2010-09-23
Appointing Representative Name HORVAT FINANCIAL ADVISORS PTY. LTD.
Appointing Representative Number 000378107
Appointing Representative ABN 87117022438
Memberships Financial Planning Association of Australia (FPA)
Independent Financial Advisers Association of Australia (IFAAA)
SMSF Association

Authorisations to provide financial product advice

  • RICK HORVAT
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Foreign Exchange
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certified Financial Planner Financial Planning Association
Self Managed Superannuation Fund Specialist SMSF Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000378107 HORVAT FINANCIAL ADVISORS PTY. LTD. 2010-09-23 - HORVAT FINANCIAL ADVISORS PTY. LTD.

Licensee Information

Licence Name HORVAT FINANCIAL ADVISORS PTY. LTD.
Licence Number 000378107
Licence ABN 87117022438

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
IVY AITKEN Horvat Financial Advisors Pty. Ltd. Current 2018-07-24
MATHEW DAVID HORVAT Horvat Financial Advisors Pty. Ltd. Current 2010-09-23
RUDOLF HORVAT Horvat Financial Advisors Pty. Ltd. Current 2010-09-23

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
IVY AITKEN Horvat Financial Advisors Pty. Ltd. Current 2018-07-24
MATHEW DAVID HORVAT Horvat Financial Advisors Pty. Ltd. Current 2010-09-23
RUDOLF HORVAT Horvat Financial Advisors Pty. Ltd. Current 2010-09-23

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.