CHAD BROOKES


Licensee: CROWN WEALTH GROUP PTY LTD

CHAD BROOKES (Adviser# 001003322) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 18, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHAD BROOKES
Adviser Number 001003322
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000494274
CROWN WEALTH GROUP PTY LTD
Licence ABN 22603037510
Adviser Start Date 2018-07-18
Appointing Representative Name GLOBAL CAPITAL WEALTH MANAGEMENT PTY LTD
Appointing Representative Number 001266065
Appointing Representative ABN 12627243154

Authorisations to provide financial product advice

  • CHAD BROOKES
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan
Diploma of Financial Services (Financial Planning) Pinnacle Financial Service Academy

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000494274 CROWN WEALTH GROUP PTY LTD 2018-07-18 - GLOBAL CAPITAL WEALTH MANAGEMENT PTY LTD
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2017-09-06 - 2018-05-17 MACQUARIE EQUITIES LIMITED
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excluding Self Managed Superannuation Funds
2011-03-15 - 2015-03-24 WESTPAC BANKING CORPORATION
000288421 LIFESTYLE ASSET MANAGEMENT PTY LTD 2010-06-01 - 2011-01-01

Licensee Information

Licence Name CROWN WEALTH GROUP PTY LTD
Licence Number 000494274
Licence ABN 22603037510

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
COURTNEY LISTER Crown Wealth Group Pty Ltd Current 2018-08-24
KIRILEY ROPER Crown Wealth Group Pty Ltd Current 2018-08-16
LYLE EVAN ALEXIS FILER Crown Wealth Group Pty Ltd Current 2018-08-16
JOHN CHARLES CANNON Crown Wealth Group Pty Ltd Current 2018-08-16
BRADLEY TUPPACK Crown Wealth Group Pty Ltd Current 2018-08-16
TIMOTHY JOHN ARCHIBALD Crown Wealth Group Pty Ltd Current 2018-08-16
JOHN GRIMA Crown Wealth Group Pty Ltd Current 2018-07-31
JIM FAIRHALL-DICKIE Crown Wealth Group Pty Ltd Current 2018-07-30
CRAIG RICHARDS Crown Wealth Group Pty Ltd Current 2018-07-13
BRONWYN HOLZHEIMER Crown Wealth Group Pty Ltd Current 2018-07-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.