TOM MAXWELL


Licensee: BELL POTTER SECURITIES LIMITED

TOM MAXWELL (Adviser# 001005197) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 31, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name TOM MAXWELL
Adviser Number 001005197
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1986
Financial Service (AFS) Licence Licence# 000243480
BELL POTTER SECURITIES LIMITED
Licence ABN 25006390772
Licence Controlled By BELL FINANCIAL GROUP LIMITED
Adviser Start Date 2018-05-31
Appointing Representative Name BELL POTTER SECURITIES LIMITED
Appointing Representative Number 000243480
Appointing Representative ABN 25006390772

Authorisations to provide financial product advice

  • TOM MAXWELL
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Deposit Products and Non-Cash payments Financial Education Professionals
Margin Lending & Geared Investments Deakin Prime
SDIA Accreditation Program Securities and Derivatives Industry Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000243480 BELL POTTER SECURITIES LIMITED
Licence controlled by: BELL FINANCIAL GROUP LIMITED
2018-05-31 - BELL POTTER SECURITIES LIMITED
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2012-04-10 - 2018-05-17 MACQUARIE EQUITIES LIMITED
000240813 MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC
2007-07-01 - 2012-03-10

Licensee Information

Licence Name BELL POTTER SECURITIES LIMITED
Licence Number 000243480
Licence ABN 25006390772

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
HARRY SYDNEY JOHN ALLEN Bell Potter Securities Limited Current 2018-08-09
ELIZABETH MORRIS Bell Potter Securities Limited Current 2018-07-18
SIENA WHITE Bell Potter Securities Limited Current 2018-07-12
MATTHEW JUSTIN CAREY Bell Potter Securities Limited Current 2018-07-02
ROBERT TEAL Bell Potter Securities Limited Current 2018-06-28
GEOFF OATEN Bell Potter Securities Limited Current 2018-06-21
JEEVAN INTHERARASA Bell Potter Securities Limited Current 2018-06-07
JONATHAN ERIC FREDERICK MATSEN Bell Potter Securities Limited Current 2018-05-29
ALEXANDRA CARROLL Bell Potter Securities Limited Current 2018-03-21
JULIAN TREWIN PETER HEWITT Bell Potter Securities Limited Current 2018-03-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.