SCOTT THOMAS HEALY (Adviser# 001006038) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is September 4, 2015.
| Register Name | Financial Advisers |
| Adviser Name | SCOTT THOMAS HEALY |
| Adviser Number | 001006038 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1995 |
| Financial Service (AFS) Licence |
Licence# 000314018 COMMONWEALTH PRIVATE LIMITED |
| Licence ABN | 30125238039 |
| Adviser Start Date | 2015-09-04 |
| Appointing Representative Name | COMMONWEALTH PRIVATE LIMITED |
| Appointing Representative Number | 000314018 |
| Appointing Representative ABN | 30125238039 |
| Memberships | Financial Services Institute of Australasia |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser Level 2 Exam | Australian Stock Exchange |
| Bachelor of Business | Queensland University of Technology |
| Diploma of Financial Services (Financial Planning) | Kaplan Professional Education |
| Graduate Diploma in Applied Finance and Investment | Securities Institute Education |
| Margin Lending Accreditation Program | Stockbrokers Association of Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000314018 | COMMONWEALTH PRIVATE LIMITED | 2015-09-04 - | COMMONWEALTH PRIVATE LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 2 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2010-05-03 - 2015-06-19 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| 000314018 | COMMONWEALTH PRIVATE LIMITED | 2007-10-01 - 2010-04-01 |
| Licence Name | COMMONWEALTH PRIVATE LIMITED |
| Licence Number | 000314018 |
| Licence ABN | 30125238039 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| BYRON BO ZHANG | Commonwealth Private Limited | Current | 2018-08-17 |
| CONSTANTINE MICHAEL MAGLIS | Commonwealth Private Limited | Current | 2018-05-30 |
| JOSEPHINE SMITH | Commonwealth Private Limited | Current | 2018-02-28 |
| ROSEMARIE GURRISI | Commonwealth Private Limited | Current | 2017-11-01 |
| LISA LIN | Commonwealth Private Limited | Current | 2017-04-20 |
| OSCAR JOHN LLOYD HOWARD | Commonwealth Private Limited | Current | 2016-08-15 |
| PATRICK ALBERT | Commonwealth Private Limited | Current | 2016-08-12 |
| WARWICK BIRD | Commonwealth Private Limited | Current | 2016-07-20 |
| STACEY CONLAN | Commonwealth Private Limited | Current | 2016-05-26 |
| FRANCIS GOMEZ | Commonwealth Private Limited | Ceased | 2016-04-13 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.