JAMES SHERWOOD (Adviser# 001006893) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 22, 2018.
| Register Name | Financial Advisers |
| Adviser Name | JAMES SHERWOOD |
| Adviser Number | 001006893 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000238478 FUTURO FINANCIAL SERVICES PTY LTD |
| Licence ABN | 30085870015 |
| Licence Controlled By | HIGHFIELD GROUP PTY LTD |
| Adviser Start Date | 2018-05-22 |
| Appointing Representative Name | FUTURO FINANCIAL SERVICES PTY LTD |
| Appointing Representative Number | 000238478 |
| Appointing Representative ABN | 30085870015 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Planning | International Institute of Technology |
| Master of Business Administration | Griffith University |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238478 |
FUTURO FINANCIAL SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD |
2018-05-22 - | FUTURO FINANCIAL SERVICES PTY LTD |
| 000258853 |
ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD
Licence controlled by: Mayfair Limited Further restrictions: SMSF and Margin Lending |
2017-11-22 - 2018-04-27 | ANNE STREET PARTNERS FINANCIAL SERVICES PTY LTD |
| 000236523 |
INFOCUS SECURITIES AUSTRALIA PTY LTD
Licence controlled by: STEINHARDT HOLDINGS PTY LTD Further restrictions: Direct Equities excludes direct equities advice and SMSF excludes SMSF |
2016-05-16 - 2017-07-25 | INFOCUS SECURITIES AUSTRALIA PTY LTD |
| 000234665 |
CHARTER FINANCIAL PLANNING LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives. |
2015-04-02 - 2016-04-27 | CHARTER FINANCIAL PLANNING LIMITED |
| Licence Name | FUTURO FINANCIAL SERVICES PTY LTD |
| Licence Number | 000238478 |
| Licence ABN | 30085870015 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| WILLIAM WEDGE HENWOOD | Futuro Financial Services Pty Ltd | Current | 2018-08-01 |
| MARK PETER WENZEL | Futuro Financial Services Pty Ltd | Current | 2018-07-09 |
| CHRISTOPHER JOHN MALICKI | Futuro Financial Services Pty Ltd | Current | 2018-07-06 |
| NICHOLAS DAVID EDWARD SHANLEY | Futuro Financial Services Pty Ltd | Current | 2018-07-05 |
| MAX REINHARDT | Futuro Financial Services Pty Ltd | Current | 2018-06-27 |
| MARK THOMAS OLIVER | Futuro Financial Services Pty Ltd | Current | 2018-06-25 |
| JAMES SCOTT MELHUISH | Futuro Financial Services Pty Ltd | Current | 2018-06-25 |
| CHRIS CHRISTOFOROU | Futuro Financial Services Pty Ltd | Current | 2018-06-05 |
| MATHEW CRAWFORD | Futuro Financial Services Pty Ltd | Current | 2018-06-01 |
| PETER PARKER | Futuro Financial Services Pty Ltd | Current | 2018-05-22 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.