IAN POTTER (Adviser# 001007549) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 19, 2016.
| Register Name | Financial Advisers |
| Adviser Name | IAN POTTER |
| Adviser Number | 001007549 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000380552 AURA WEALTH PTY LTD. |
| Licence ABN | 34122486935 |
| Licence Controlled By |
AURA GROUP PTY LTD BARRY PARKER [Date Ceased: 13/07/2017] |
| Adviser Start Date | 2016-09-19 |
| Adviser End Date | 2018-05-21 |
| Appointing Representative Name | AURA WEALTH PTY LTD. |
| Appointing Representative Number | 000380552 |
| Appointing Representative ABN | 34122486935 |
| Further Restrictions | Authorised to provide financial product advice in Deposit and Payment product & not authorised to provide financial product advice in SMSF |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000380552 |
AURA WEALTH PTY LTD.
Licence controlled by: AURA GROUP PTY LTD ~ BARRY PARKER [Date Ceased: 13/07/2017] Further restrictions: Authorised to provide financial product advice in Deposit and Payment product & not authorised to provide financial product advice in SMSF |
2016-09-19 - 2018-05-21 | AURA WEALTH PTY LTD. |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-03-11 - 2015-12-18 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | AURA WEALTH PTY LTD. |
| Licence Number | 000380552 |
| Licence ABN | 34122486935 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DANIEL ROBERT UDEN | Aura Wealth Pty Ltd. | Current | 2018-08-14 |
| JUAN BRAN | Aura Wealth Pty Ltd. | Current | 2018-08-14 |
| IMMANUEL SARKIS | Aura Wealth Pty Ltd. | Current | 2018-07-13 |
| EDWARD HARRIS | Aura Wealth Pty Ltd. | Current | 2018-07-09 |
| CLINTON MICHAEL LINDQVIST | Aura Wealth Pty Ltd. | Current | 2018-07-04 |
| ANDREW COLORETTI | Aura Wealth Pty Ltd. | Current | 2018-07-02 |
| PASQUALE ROCCA | Aura Wealth Pty Ltd. | Current | 2018-07-02 |
| MICHAEL SIK | Aura Wealth Pty Ltd. | Current | 2018-06-22 |
| JOHN KALLA | Aura Wealth Pty Ltd. | Current | 2018-06-18 |
| KHALID NAEEM AHMAD | Aura Wealth Pty Ltd. | Current | 2018-06-07 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.