RAFFY CHRISTOPHER MARGARIAN

Licensee: SHAW AND PARTNERS LIMITED

RAFFY CHRISTOPHER MARGARIAN (Adviser# 001008374) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 18, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name RAFFY CHRISTOPHER MARGARIAN
Adviser Number 001008374
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000236048
SHAW AND PARTNERS LIMITED
Licence ABN 24003221583
Adviser Start Date 2015-05-18
Appointing Representative Name SHAW AND PARTNERS LIMITED
Appointing Representative Number 000236048
Appointing Representative ABN 24003221583

Authorisations to provide financial product advice

  • RAFFY CHRISTOPHER MARGARIAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Miscellaneous Financial MDA Services
  • ·
  • Miscellaneous Financial Investment Products
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
Accredited Derivatives Adviser Level 1 & 2 Australian Stock Exchange
Bachelor of Commerce Macquarie University
Certificate in Financial Markets Securities Institute of Australia
RG146 Compliance Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236048 SHAW AND PARTNERS LIMITED 2015-05-18 - SHAW AND PARTNERS LIMITED
000238095 BBY LTD 2010-08-31 - 2015-05-15
000238148 SB2 SECURITIES PTY LTD 2010-03-01 - 2010-08-30

Licensee Information

Licence Name SHAW AND PARTNERS LIMITED
Licence Number 000236048
Licence ABN 24003221583

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JEFFREY HUYNH Shaw and Partners Limited Current 2018-07-24
GARETH HENDERSON RUSSEL Shaw and Partners Limited Current 2018-06-25
MONIQUE CECELIA JAMES Shaw and Partners Limited Current 2018-06-20
STEPHEN CHRISTOPHER ELLIOTT Shaw and Partners Limited Current 2018-06-20
MATTHEW CRYER Shaw and Partners Limited Current 2018-06-18
ROBERT JAMES MCLEAN Shaw and Partners Limited Current 2018-06-12
WARREN ACWORTH Shaw and Partners Limited Current 2018-06-06
KATHLEEN PATRICIA BROOK Shaw and Partners Limited Current 2018-06-06
DANIEL MICHAEL WARREN Shaw and Partners Limited Current 2018-06-05
MICHAEL CRONE Shaw and Partners Limited Current 2018-06-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.