ROUTH PA (Adviser# 001009063) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 12, 2017.
| Register Name | Financial Advisers |
| Adviser Name | ROUTH PA |
| Adviser Number | 001009063 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2012 |
| Financial Service (AFS) Licence |
Licence# 000247430 AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED |
| Licence ABN | 66050139850 |
| Adviser Start Date | 2017-04-12 |
| Appointing Representative Name | AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED |
| Appointing Representative Number | 000247430 |
| Appointing Representative ABN | 66050139850 |
| Memberships | Association of Financial Advisers (AFA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Economics | University of New South Wales |
| Diploma of Financial Services (Financial Planning) | Kaplan Professional Education |
| Tier 1 Compliance Solution | Margin Lending - Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000247430 | AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED | 2017-04-12 - | AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED |
| 000232705 |
HILLROSS FINANCIAL SERVICES LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list Derivatives. |
2015-06-05 - 2017-04-07 | HILLROSS FINANCIAL SERVICES LIMITED |
| Licence Name | AUSTRALIAN FINANCIAL PLANNING GROUP PTY LIMITED |
| Licence Number | 000247430 |
| Licence ABN | 66050139850 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| AKSHAY AGARWAL | Australian Financial Planning Group Pty Limited | Current | 2018-02-01 |
| BLAKE ALEXANDER PAUL SLOANE | Australian Financial Planning Group Pty Limited | Current | 2017-11-29 |
| DANIEL MORRIS LEMISH | Australian Financial Planning Group Pty Limited | Current | 2017-08-21 |
| ADRIAN DAVID LENTING | Australian Financial Planning Group Pty Limited | Current | 2017-08-21 |
| LEON FALK | Australian Financial Planning Group Pty Limited | Ceased | 2017-08-21 |
| DAVID TYSOE | Australian Financial Planning Group Pty Limited | Current | 2016-11-14 |
| JOSHUA MICHAEL GRAHAME EDWARDS | Australian Financial Planning Group Pty Limited | Current | 2016-10-19 |
| GELMIS JANET GUEVARA | Australian Financial Planning Group Pty Limited | Ceased | 2016-04-20 |
| RUBEN JACK BOCK | Australian Financial Planning Group Pty Limited | Current | 2016-02-03 |
| STEVEN TAYLOR WATSON | Australian Financial Planning Group Pty Limited | Current | 2016-02-02 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.