SIMON JAMES HARRISON (Adviser# 001242048) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 12, 2018.
| Register Name | Financial Advisers |
| Adviser Name | SIMON JAMES HARRISON |
| Adviser Number | 001242048 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2006 |
| Financial Service (AFS) Licence |
Licence# 000237504 MACQUARIE EQUITIES LIMITED |
| Licence ABN | 41002574923 |
| Licence Controlled By | MACQUARIE GROUP LIMITED |
| Adviser Start Date | 2018-02-12 |
| Appointing Representative Name | MACQUARIE EQUITIES LIMITED |
| Appointing Representative Number | 000237504 |
| Appointing Representative ABN | 41002574923 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Business (Banking and Finance) | TAFE SA |
| Diploma of Financial Services (Financial Planning) | Securities Institute |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000237504 |
MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED |
2018-02-12 - | MACQUARIE EQUITIES LIMITED |
| 000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: MDA services are restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2016-05-20 - 2017-03-30 | AMP FINANCIAL PLANNING PTY LIMITED |
| Licence Name | MACQUARIE EQUITIES LIMITED |
| Licence Number | 000237504 |
| Licence ABN | 41002574923 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MIN YAN | Macquarie Equities Limited | Current | 2018-08-27 |
| WILLIAM VICTOR MOLONEY | Macquarie Equities Limited | Current | 2018-07-20 |
| KELLY ANNE DAWN COX | Macquarie Equities Limited | Current | 2018-07-17 |
| YIN WANG | Macquarie Equities Limited | Current | 2018-07-13 |
| NATHAN MICHAEL PERKS | Macquarie Equities Limited | Current | 2018-07-10 |
| NICOLA DEVEREUX YOUNGER | Macquarie Equities Limited | Current | 2018-07-05 |
| STUART MCINTOSH | Macquarie Equities Limited | Current | 2018-06-25 |
| DAVID GEOFFREY MELVILLE | Macquarie Equities Limited | Current | 2018-06-15 |
| MARTINA ANN LUCEY | Macquarie Equities Limited | Ceased | 2018-05-29 |
| RENEE CONDYLIS | Macquarie Equities Limited | Current | 2018-05-04 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.