ROBIN FIRTH HUGHES (Adviser# 001247216) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is September 7, 2016.
| Register Name | Financial Advisers |
| Adviser Name | ROBIN FIRTH HUGHES |
| Adviser Number | 001247216 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1990 |
| Financial Service (AFS) Licence |
Licence# 000246827 PHILLIP CAPITAL LIMITED |
| Licence ABN | 14002918247 |
| Adviser Start Date | 2016-09-07 |
| Adviser End Date | 2018-06-29 |
| Appointing Representative Name | PARNELL INVESTMENT MANAGEMENT PTY LTD |
| Appointing Representative Number | 001247203 |
| Appointing Representative ABN | 28614235862 |
| Further Restrictions | Refer Independent Contractor Agreement Restrictions on Services to be provided include (a0 The Contractor is not authorized to provide the following services on behalf of Phillip Capital Limited (PhillipCapital): (i)any financial services which are outside the scope of the Authorisations stated in the Contractor Agreement with PhillipCaptial (for example, the Contractor is not authorised to operate registered schemes, life products, general insurance products): and (ii) any services other than financial services (for example, providing tax, legal or accounting advice), (b) Notwithstanding that PhillipCapital is authorized to provide the Services in accordance with the Authorisations and the Contractor Agreement, The Contractor is prohibited from providing the following financial services on behalf of PhillipCapital: I(I) MDA services; (ii) underwriting services; and (iii) custodial services; (c) although the Contractor is authorised to provide capital raisings services, recognizing the due diligence required |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000246827 |
PHILLIP CAPITAL LIMITED
Further restrictions: Refer Independent Contractor Agreement Restrictions on Services to be provided include (a0 The Contractor is not authorized to provide the following services on behalf of Phillip Capital Limited (PhillipCapital): (i)any financial services which are outside the scope of the Authorisations stated in the Contractor Agreement with PhillipCaptial (for example, the Contractor is not authorised to operate registered schemes, life products, general insurance products): and (ii) any services other than financial services (for example, providing tax, legal or accounting advice), (b) Notwithstanding that PhillipCapital is authorized to provide the Services in accordance with the Authorisations and the Contractor Agreement, The Contractor is prohibited from providing the following financial services on behalf of PhillipCapital: I(I) MDA services; (ii) underwriting services; and (iii) custodial services; (c) although the Contractor is authorised to provide capital raisings services, recognizing the due diligence required |
2016-09-07 - 2018-06-29 | PARNELL INVESTMENT MANAGEMENT PTY LTD |
| Licence Name | PHILLIP CAPITAL LIMITED |
| Licence Number | 000246827 |
| Licence ABN | 14002918247 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MARK WILSON WISEMAN | Phillip Capital Limited | Current | 2018-06-29 |
| LAY CHIENG CHYE | Phillip Capital Limited | Ceased | 2017-03-01 |
| MICHAEL CORI | Phillip Capital Limited | Ceased | 2017-01-30 |
| NICK KATIFORIS | Phillip Capital Limited | Ceased | 2017-01-23 |
| ERWIN JOSEPH TAN | Phillip Capital Limited | Ceased | 2017-01-18 |
| RAHN CATO | Phillip Capital Limited | Ceased | 2016-10-26 |
| JEAN-FRANCOIS BERTINCOURT | Phillip Capital Limited | Ceased | 2016-09-22 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-19 |
| DAVID XI ZHU | Phillip Capital Limited | Ceased | 2016-09-13 |
| LACHLAN GRAEME OWEN | Phillip Capital Limited | Ceased | 2016-09-12 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.