SARAH KWOK

Licensee: FIDUCIA ASSET MANAGEMENT PTY. LTD.

SARAH KWOK (Adviser# 001249188) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is October 11, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name SARAH KWOK
Adviser Number 001249188
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser ABN 54841412921
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000387963
FIDUCIA ASSET MANAGEMENT PTY. LTD.
Licence ABN 27146025498
Adviser Start Date 2016-10-11
Adviser End Date 2018-04-03
Appointing Representative Name FIDUCIA ASSET MANAGEMENT PTY. LTD.
Appointing Representative Number 000387963
Appointing Representative ABN 27146025498

Authorisations to provide financial product advice

  • SARAH KWOK

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000387963 FIDUCIA ASSET MANAGEMENT PTY. LTD. 2016-10-11 - 2018-04-03 FIDUCIA ASSET MANAGEMENT PTY. LTD.
000387963 FIDUCIA ASSET MANAGEMENT PTY. LTD. 2013-06-20 - 2016-08-31 SARAH KWOK

Licensee Information

Licence Name FIDUCIA ASSET MANAGEMENT PTY. LTD.
Licence Number 000387963
Licence ABN 27146025498

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GEORGE WILLIAM OCORA Fiducia Asset Management Pty. Ltd. Current 2018-07-23
WEIZHE ZHANG Fiducia Asset Management Pty. Ltd. Ceased 2017-11-16
CHRISTIAN PAUL LAZAROU Fiducia Asset Management Pty. Ltd. Current 2012-10-12

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GEORGE WILLIAM OCORA Fiducia Asset Management Pty. Ltd. Current 2018-07-23
WEIZHE ZHANG Fiducia Asset Management Pty. Ltd. Ceased 2017-11-16
CHRISTIAN PAUL LAZAROU Fiducia Asset Management Pty. Ltd. Current 2012-10-12

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.