ALAN VICTOR MITCHELL


Licensee: UNISON WEALTH MANAGEMENT PTY LTD

ALAN VICTOR MITCHELL (Adviser# 001249906) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 21, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name ALAN VICTOR MITCHELL
Adviser Number 001249906
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2016
Financial Service (AFS) Licence Licence# 000289621
UNISON WEALTH MANAGEMENT PTY LTD
Licence ABN 30105085612
Licence Controlled By UNISON FINANCIAL GROUP PTY LTD
UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 09/03/2016]
UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 17/11/2017]
VIEPLAN PTY LTD [Date Ceased: 17/11/2017]
Adviser Start Date 2016-11-21
Appointing Representative Name UNISON WEALTH MANAGEMENT PTY LTD
Appointing Representative Number 000289621
Appointing Representative ABN 30105085612
Memberships Chartered Accountants Australia and New Zealand (CA)
Further Restrictions SMSF AdviceProvide financial product advice (as defined in s766B Corporations Act) to retail and wholesale clients on:self-managed superannuation funds;superannuation products in relation to a clients existing holding in a superannuation product but only to the extent required for:making a recommendation that the client establish a self-managed superannuation fund; orproviding advice to the client on contributions or pensions under a superannuation product.Class of Product AdviceProvide class of product advice (as defined in s912A(4) of the Corporations Act) to retail and wholesale clients on:superannuation products;securities;simple managed investment schemes;general insurance products;life risk insurance products;basic deposit products.ArrangingArrange to deal in an interest in a self-managed superannuation fund in respect of retail and wholesale clients.

Authorisations to provide financial product advice

  • ALAN VICTOR MITCHELL
  • ·
  • Government Debenture
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
FNS10 RG146 - terra cordis

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000289621 UNISON WEALTH MANAGEMENT PTY LTD
Licence controlled by: UNISON FINANCIAL GROUP PTY LTD ~ UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 09/03/2016] ~ UNISON FINANCIAL SERVICES PTY LTD [Date Ceased: 17/11/2017] ~ VIEPLAN PTY LTD [Date Ceased: 17/11/2017]
Further restrictions: SMSF AdviceProvide financial product advice (as defined in s766B Corporations Act) to retail and wholesale clients on:self-managed superannuation funds;superannuation products in relation to a clients existing holding in a superannuation product but only to the extent required for:making a recommendation that the client establish a self-managed superannuation fund; orproviding advice to the client on contributions or pensions under a superannuation product.Class of Product AdviceProvide class of product advice (as defined in s912A(4) of the Corporations Act) to retail and wholesale clients on:superannuation products;securities;simple managed investment schemes;general insurance products;life risk insurance products;basic deposit products.ArrangingArrange to deal in an interest in a self-managed superannuation fund in respect of retail and wholesale clients.
2016-11-21 - UNISON WEALTH MANAGEMENT PTY LTD

Licensee Information

Licence Name UNISON WEALTH MANAGEMENT PTY LTD
Licence Number 000289621
Licence ABN 30105085612

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
NICOLE SIMONE ROSEN Unison Wealth Management Pty Ltd Current 2018-07-10
THI HONG HANH NGUYEN Unison Wealth Management Pty Ltd Current 2017-11-22
NIRANJAN DESHPANDE Unison Wealth Management Pty Ltd Current 2017-11-20
BRENT ANDREW GLOURY Unison Wealth Management Pty Ltd Current 2017-10-07
CRAIG KNIGHT SOMMERVILLE Unison Wealth Management Pty Ltd Current 2017-09-10
JANELLE MURIEL BRENT Unison Wealth Management Pty Ltd Current 2017-08-30
RAJESH RAJPAL Unison Wealth Management Pty Ltd Current 2017-07-16
MANUEL TSIRMIRIS Unison Wealth Management Pty Ltd Current 2017-05-12
DARREN JENNINGS Unison Wealth Management Pty Ltd Current 2017-03-23
KEVIN LAU TIM LING Unison Wealth Management Pty Ltd Current 2017-03-01

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.