DAVID KLEIN (Adviser# 001251140) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is January 9, 2017.
| Register Name | Financial Advisers |
| Adviser Name | DAVID KLEIN |
| Adviser Number | 001251140 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2006 |
| Financial Service (AFS) Licence |
Licence# 000476223 VIRIDIAN ADVISORY PTY LTD |
| Adviser Start Date | 2017-01-09 |
| Adviser End Date | 2017-01-16 |
| Appointing Representative Name | DSK FINANCIAL SERVICES PTY. LTD. |
| Appointing Representative Number | 001251138 |
| Appointing Representative ABN | 56616330637 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000476223 | VIRIDIAN ADVISORY PTY LTD | 2017-01-09 - 2017-01-16 | DSK FINANCIAL SERVICES PTY. LTD. |
| 000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION |
2006-08-07 - 2016-11-24 |
| Licence Name | VIRIDIAN ADVISORY PTY LTD |
| Licence Number | 000476223 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.