CATHRYN JANE STACEY


Licensee: PGW FINANCIAL SERVICES PTY LTD

CATHRYN JANE STACEY (Adviser# 001251236) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 17, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CATHRYN JANE STACEY
Adviser Number 001251236
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000384713
PGW FINANCIAL SERVICES PTY LTD
Licence ABN 15123835441
Adviser Start Date 2017-01-17
Appointing Representative Name PGW FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000384713
Appointing Representative ABN 15123835441

Authorisations to provide financial product advice

  • CATHRYN JANE STACEY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Certificate IV in Assessment & Workplace Training Chisholm Institute
Diploma of Financial Planning Mentor Education
Diploma of Frontline Management Chisholm Institute
Diploma of Training and Assessment Systems Chisholm Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000384713 PGW FINANCIAL SERVICES PTY LTD 2017-01-17 - PGW FINANCIAL SERVICES PTY LTD

Licensee Information

Licence Name PGW FINANCIAL SERVICES PTY LTD
Licence Number 000384713
Licence ABN 15123835441

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JENNIFER NOONAN Pgw Financial Services Pty Ltd Current 2018-07-06
ANTHONY JAMES LAWSON Pgw Financial Services Pty Ltd Current 2018-06-13
ROBERT MAXWELL Pgw Financial Services Pty Ltd Ceased 2018-05-03
MICHAEL WALTER DIETRICH Pgw Financial Services Pty Ltd Ceased 2018-02-06
SIMON GEOFFERY CLARK Pgw Financial Services Pty Ltd Current 2017-09-29
JAMES RICHARD LYCETT WAGGETT Pgw Financial Services Pty Ltd Current 2017-09-29
JONATHAN EVANS Pgw Financial Services Pty Ltd Current 2017-05-08
ANTHONY BATTISTELLA Pgw Financial Services Pty Ltd Current 2017-04-04
MARIA GANAKAS Pgw Financial Services Pty Ltd Current 2016-10-24
GREGORY ALBERT TOBIN Pgw Financial Services Pty Ltd Current 2016-04-21

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.