JAMES DAVID WILLIAMS

Licensee: VIRIDIAN ADVISORY PTY LTD

JAMES DAVID WILLIAMS (Adviser# 001254191) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 1, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name JAMES DAVID WILLIAMS
Adviser Number 001254191
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2008
Financial Service (AFS) Licence Licence# 000476223
VIRIDIAN ADVISORY PTY LTD
Adviser Start Date 2017-05-01
Appointing Representative Name WILLIAMS PRIVATE WEALTH PTY LTD
Appointing Representative Number 001254178
Appointing Representative ABN 78618802494
Memberships Financial Planning Association of Australia (FPA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • JAMES DAVID WILLIAMS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Economics University of Western Australia
Bachelor of Economics University of Western Australia
Certified Financial Planner Deakin University
Certified Financial Planner Deakin University
Graduate Diploma of Financial Planning FINSIA
Graduate Diploma of Financial Planning FINSIA
Margin Lending and Geared Investments Kaplan Professional Education
Margin Lending and Geared Investments Kaplan Professional Education
Post Graduate Diploma Business (Economics and Finance) Curtin University
Post Graduate Diploma Business (Economics and Finance) Curtin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000476223 VIRIDIAN ADVISORY PTY LTD 2017-05-01 - WILLIAMS PRIVATE WEALTH PTY LTD
000233714 WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION
2012-02-16 - 2017-04-21
000238282 RSM FINANCIAL SERVICES AUSTRALIA PTY LTD
Licence controlled by: BIRDS HOLDINGS PTY LTD
2008-10-01 - 2011-08-01

Licensee Information

Licence Name VIRIDIAN ADVISORY PTY LTD
Licence Number 000476223

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.