STEPHEN ROBERT JOHNSTON

Licensee: SHAW AND PARTNERS LIMITED

STEPHEN ROBERT JOHNSTON (Adviser# 001255988) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 3, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN ROBERT JOHNSTON
Adviser Number 001255988
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1999
Financial Service (AFS) Licence Licence# 000236048
SHAW AND PARTNERS LIMITED
Licence ABN 24003221583
Adviser Start Date 2017-07-03
Appointing Representative Name SHAW AND PARTNERS LIMITED
Appointing Representative Number 000236048
Appointing Representative ABN 24003221583
Memberships Financial Services Institute of Australasia
Stockbrokers & Financial Advisers Association Ltd

Authorisations to provide financial product advice

  • STEPHEN ROBERT JOHNSTON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Managed Investment Schemes MDA Service
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial MDA Services
  • ·
  • Miscellaneous Financial Investment Products
  • ·
  • All Securities

Qualifications and training history

Qualification / Degree Institute / School
ASIC PS146 Securities, Futures, Managed Investments Korum (SDIA)
ASX Responsible Executive Program ASX/Securities Institute
SMA Super Module RMIT University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000236048 SHAW AND PARTNERS LIMITED 2017-07-03 - SHAW AND PARTNERS LIMITED
000422409 SHARTRU WEALTH MANAGEMENT PTY LTD 2015-04-01 - 2017-06-30
000237504 MACQUARIE EQUITIES LIMITED
Licence controlled by: MACQUARIE GROUP LIMITED
2005-11-15 - 2015-03-31

Licensee Information

Licence Name SHAW AND PARTNERS LIMITED
Licence Number 000236048
Licence ABN 24003221583

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JEFFREY HUYNH Shaw and Partners Limited Current 2018-07-24
GARETH HENDERSON RUSSEL Shaw and Partners Limited Current 2018-06-25
MONIQUE CECELIA JAMES Shaw and Partners Limited Current 2018-06-20
STEPHEN CHRISTOPHER ELLIOTT Shaw and Partners Limited Current 2018-06-20
MATTHEW CRYER Shaw and Partners Limited Current 2018-06-18
ROBERT JAMES MCLEAN Shaw and Partners Limited Current 2018-06-12
WARREN ACWORTH Shaw and Partners Limited Current 2018-06-06
KATHLEEN PATRICIA BROOK Shaw and Partners Limited Current 2018-06-06
DANIEL MICHAEL WARREN Shaw and Partners Limited Current 2018-06-05
MICHAEL CRONE Shaw and Partners Limited Current 2018-06-01

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.