KAY SHANE (Adviser# 001258912) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 12, 2017.
| Register Name | Financial Advisers |
| Adviser Name | KAY SHANE |
| Adviser Number | 001258912 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2017 |
| Financial Service (AFS) Licence |
Licence# 000238814 COMMONWEALTH SECURITIES LIMITED |
| Licence ABN | 60067254399 |
| Adviser Start Date | 2017-10-12 |
| Appointing Representative Name | COMMONWEALTH SECURITIES LIMITED |
| Appointing Representative Number | 000238814 |
| Appointing Representative ABN | 60067254399 |
| Memberships | Stockbrokers Association of Australia |
| Further Restrictions | ADA 1 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Derivatives Adviser Level 1 | Kaplan |
| Advanced Diploma in Financial Planning | Kaplan |
| Diploma of Financial Planning | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000238814 |
COMMONWEALTH SECURITIES LIMITED
Further restrictions: ADA 1 |
2017-10-12 - | COMMONWEALTH SECURITIES LIMITED |
| Licence Name | COMMONWEALTH SECURITIES LIMITED |
| Licence Number | 000238814 |
| Licence ABN | 60067254399 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| VERA MOTINA | Commonwealth Securities Limited | Current | 2018-05-15 |
| MATTHEW BRODIE | Commonwealth Securities Limited | Current | 2017-04-13 |
| DARIN LESTER | Commonwealth Securities Limited | Current | 2017-04-05 |
| MANOUK KOTOYAN | Commonwealth Securities Limited | Current | 2017-02-22 |
| BRIANNA MUDDLE | Commonwealth Securities Limited | Current | 2017-02-08 |
| JASON LOVERIDGE | Commonwealth Securities Limited | Current | 2016-03-10 |
| YOUSRA TOUNI | Commonwealth Securities Limited | Current | 2015-11-03 |
| KOSTAS ZANIOS | Commonwealth Securities Limited | Current | 2015-07-06 |
| PHILIP THOMAS MADSEN | Commonwealth Securities Limited | Current | 2015-05-27 |
| JUSTIN WYNNE | Commonwealth Securities Limited | Current | 2014-10-24 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.