CHRISTINA TRAN


Licensee: HOOD SWEENEY SECURITIES PTY LTD

CHRISTINA TRAN (Adviser# 001260838) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 19, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRISTINA TRAN
Adviser Number 001260838
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000220897
HOOD SWEENEY SECURITIES PTY LTD
Licence ABN 40081455165
Adviser Start Date 2017-12-19
Appointing Representative Name HOOD SWEENEY SECURITIES PTY LTD
Appointing Representative Number 000220897
Appointing Representative ABN 40081455165
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Christina Tran is not authorised to provide advice on Margin Lending Facilities.

Authorisations to provide financial product advice

  • CHRISTINA TRAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of South Australia
Diploma of Financial Planning Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000220897 HOOD SWEENEY SECURITIES PTY LTD
Further restrictions: Christina Tran is not authorised to provide advice on Margin Lending Facilities.
2017-12-19 - HOOD SWEENEY SECURITIES PTY LTD

Licensee Information

Licence Name HOOD SWEENEY SECURITIES PTY LTD
Licence Number 000220897
Licence ABN 40081455165

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANIKA NICHOLAS Hood Sweeney Securities Pty Ltd Current 2018-07-18
THYRA MARGUERITE WILTON Hood Sweeney Securities Pty Ltd Current 2018-07-18
MEGAN LOUISE HENDERSON Hood Sweeney Securities Pty Ltd Current 2017-07-10
HANNAH KATE WALLER Hood Sweeney Securities Pty Ltd Current 2015-10-23
ISAAC KALLESKE Hood Sweeney Securities Pty Ltd Current 2015-10-23
CRAIG GEOFFREY SCROOP Hood Sweeney Securities Pty Ltd Current 2014-03-12
KATHRYN ELISE LIEBEZEIT Hood Sweeney Securities Pty Ltd Current 2013-07-22
SUSAN LY Hood Sweeney Securities Pty Ltd Current 2012-12-21
STEVEN ROBERT MONACO Hood Sweeney Securities Pty Ltd Current 2009-07-29
DARREN PAUL SEARLE Hood Sweeney Securities Pty Ltd Current 2009-06-04

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.