CAITLIN JANE KIMPTON


Licensee: NATIONAL AUSTRALIA BANK LIMITED

CAITLIN JANE KIMPTON (Adviser# 001265634) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 22, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name CAITLIN JANE KIMPTON
Adviser Number 001265634
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000230686
NATIONAL AUSTRALIA BANK LIMITED
Licence ABN 12004044937
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
Adviser Start Date 2018-06-22
Appointing Representative Name NATIONAL AUSTRALIA BANK LIMITED
Appointing Representative Number 000230686
Appointing Representative ABN 12004044937

Authorisations to provide financial product advice

  • CAITLIN JANE KIMPTON
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Diploma of Financial Planning Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2018-06-22 - NATIONAL AUSTRALIA BANK LIMITED

Licensee Information

Licence Name NATIONAL AUSTRALIA BANK LIMITED
Licence Number 000230686
Licence ABN 12004044937

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KRISTOPHER PHILIP CHAPMAN National Australia Bank Limited Current 2018-08-21
LAURA ANN KELLY National Australia Bank Limited Current 2018-08-21
GILLIAN LAURA SEMENTILLI National Australia Bank Limited Current 2018-08-16
NICOLETTE QUINN National Australia Bank Limited Current 2018-07-23
SEBASTIANO MANTELLO National Australia Bank Limited Current 2018-07-12
MICHAEL BADGER National Australia Bank Limited Current 2018-07-02
CHENG-YUNG YU National Australia Bank Limited Current 2018-06-27
SEAN O'NEIL National Australia Bank Limited Current 2018-06-20
ORLANE HUGH GHI National Australia Bank Limited Current 2018-06-15
GA YEE CHAN National Australia Bank Limited Current 2018-06-04

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.