STEVEN SOTOGI


Licensee: TRADE WIND FINANCIAL SERVICES PTY LTD

STEVEN SOTOGI (Adviser# 001266985) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 23, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEVEN SOTOGI
Adviser Number 001266985
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2018
Financial Service (AFS) Licence Licence# 000458115
TRADE WIND FINANCIAL SERVICES PTY LTD
Licence ABN 40147903526
Adviser Start Date 2018-08-23
Appointing Representative Name TRADE WIND FINANCIAL SERVICES PTY LTD
Appointing Representative Number 000458115
Appointing Representative ABN 40147903526

Authorisations to provide financial product advice

  • STEVEN SOTOGI
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Diploma FS Monarch

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000458115 TRADE WIND FINANCIAL SERVICES PTY LTD 2018-08-23 - TRADE WIND FINANCIAL SERVICES PTY LTD

Licensee Information

Licence Name TRADE WIND FINANCIAL SERVICES PTY LTD
Licence Number 000458115
Licence ABN 40147903526

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
QUIDDITY JADE FALEVAAI Trade Wind Financial Services Pty Ltd Current 2018-07-19
LUIGI STANZIANO Trade Wind Financial Services Pty Ltd Current 2017-10-26
JASON DIXON Trade Wind Financial Services Pty Ltd Current 2017-10-18
JONATHAN MICHAEL MAXTED Trade Wind Financial Services Pty Ltd Current 2017-10-18
STEPHEN JOHN CASWELL Trade Wind Financial Services Pty Ltd Current 2014-07-03

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
QUIDDITY JADE FALEVAAI Trade Wind Financial Services Pty Ltd Current 2018-07-19
LUIGI STANZIANO Trade Wind Financial Services Pty Ltd Current 2017-10-26
JASON DIXON Trade Wind Financial Services Pty Ltd Current 2017-10-18
JONATHAN MICHAEL MAXTED Trade Wind Financial Services Pty Ltd Current 2017-10-18
STEPHEN JOHN CASWELL Trade Wind Financial Services Pty Ltd Current 2014-07-03

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.