PULSE MARKETS PTY LTD


Address: Sydney, NSW 2000, Australia

PULSE MARKETS PTY LTD (Licence# 000220383) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 7, 2002.

Service Overview

Register Name AFS Licence
Licence Name PULSE MARKETS PTY LTD
Licence Number 000220383
Licence ABN 14081505268
Issue Date 2002-06-07
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 211046
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes limited to:
        • MDA services; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000448041 NATHANIAL MARC DOUST Ceased 2017-05-29
001238773 ORNGDAR MONGJAAY Current 2017-05-25
001237910 DANIEL GRATTON-WILSON Ceased 2015-12-11
000460571 BRANDON RICHARD PARTINGTON Ceased 2015-12-07
001234954 LEAR TROMP Ceased 2015-10-15
000311664 WILLIAM CHIEN Ceased 2015-06-03
001008990 JESSICA TRUONG Ceased 2015-06-03
000283679 LAWRANCE GODWIN Ceased 2015-06-03
000450807 MIKHAIL ALEXANDROVICH PANKOV Ceased 2015-04-08
000464784 NATHAN ARCHER Ceased 2015-03-30

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.