LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED

Address: Melbourne, VIC 3000, Australia

LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED (Licence# 000222213) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2002.

Service Overview

Register Name AFS Licence
Licence Name LA TROBE FINANCIAL ASSET MANAGEMENT LIMITED
Licence Number 000222213
Licence ABN 27007332363
Issue Date 2002-10-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 188394
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • interests in managed investment schemes limited to:
        • own managed investment scheme only; and
      • securities; and
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • schemes which only hold the following types of property:
      • financial assets; and
      • mortgages;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000224647 NOEL KEVIN CARTER Ceased 2010-10-08

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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Postal Code 3000

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.