ETHICAL INVESTMENT SERVICES PTY LTD

Address: Kew, VIC 3101, Australia

ETHICAL INVESTMENT SERVICES PTY LTD (Licence# 000222690) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 4, 2002.

Service Overview

Register Name AFS Licence
Licence Name ETHICAL INVESTMENT SERVICES PTY LTD
Licence Number 000222690
Licence ABN 38004531800
Issue Date 2002-09-04
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 180919
Locality KEW
State VIC
Postcode 3101
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000471601 SADIA BAIG Current 2018-05-01
001251658 TIMOTHY FITZPATRICK Current 2017-05-30
001248917 ADAM WARD CAREY Current 2016-10-26
000433922 MICHAEL EVAN JOSEPHSON Current 2013-02-04
000378328 MARY URSULA JOANNA CAMPBELL Ceased 2010-08-17
000292231 CECILIA CHRISTODOULOU Ceased 2005-08-23
000223341 MICHELLE BRISBANE Current 2002-09-07
000223342 ANNE MARIE SPAGNOLO Ceased 2002-09-07

Office Location

Locality KEW
State VIC
Postcode 3101
Country Australia

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Service Name Issue Date Locality
BOSSLEY PARK PTY. LTD. 2017-03-20 Kew, VIC 3101, Australia
K1 CAPITAL PTY LTD 2017-03-14 Kew, VIC 3101, Australia
C CARLI & ASSOCIATES PTY LTD 2016-06-16 Kew, VIC 3101, Australia
STEPHAN INDEPENDENT ADVISORY PTY LTD 2015-07-02 Kew, VIC 3101, Australia
CCM INSURANCE GROUP PTY LTD 2015-03-19 Kew, VIC 3101, Australia
UBICAR INSURANCE PTY LTD 2015-01-09 Kew, VIC 3101, Australia
COLLINGTON SECURITIES PTY LTD 2014-02-20 Kew, VIC 3101, Australia
BRIGHT RIDGE PTY. LTD. 2012-11-07 Kew, VIC 3101, Australia
HOGBEN FARRELL FINANCIAL PLANNING PTY. LTD. 2012-10-26 Kew, VIC 3101, Australia
FOXFIRE CAPITAL PTY LTD 2011-03-11 Kew, VIC 3101, Australia

Competitor

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Postal Code 3101

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.