CAPSTONE FINANCIAL PLANNING PTY LTD


Address: Melbourne, VIC 3000, Australia

CAPSTONE FINANCIAL PLANNING PTY LTD (Licence# 000223135) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 14, 2002.

Service Overview

Register Name AFS Licence
Licence Name CAPSTONE FINANCIAL PLANNING PTY LTD
Licence Number 000223135
Licence ABN 24093733969
Issue Date 2002-10-14
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 201224
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000412893 BENJAMIN ROBERT JAMES ANDERSON Current 2018-08-03
001252257 BRETT DAVID GRAHAM Current 2018-08-03
001001580 ROHAN BENSTEAD Current 2018-07-26
001245736 PATRICIA LOUISE HALE Current 2018-07-16
001244657 MAYA JAYARAJAN Current 2018-07-15
000237458 JOHN PATRICK ATHY Current 2018-07-07
001233060 ELIZABETH HATTON Current 2018-07-07
000226550 NEIL JAMES RISPIN Current 2018-07-02
001261011 KIRSTY ELIZABETH RISPIN Current 2018-07-02
000229525 KATRINA GAY Current 2018-07-01

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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GALAXY CROWDFUNDING PTY LTD 2018-07-03 Melbourne, VIC 3000, Australia
SOMERSET CAPITAL FINANCIAL SERVICES PTY LTD 2018-06-14 Melbourne, VIC 3000, Australia
TUXEDO MONEY PTY. LTD. 2018-06-13 Melbourne, VIC 3000, Australia
ZINC ENERGY PTY LTD 2018-05-29 Melbourne, VIC 3000, Australia
APOLLO LEAGUE PTY LTD 2018-05-08 Melbourne, VIC 3000, Australia
EXCELSIUS ASSET MANAGEMENT PTY LTD 2018-05-02 Melbourne, VIC 3000, Australia
CAPITAL GUARDIANS PTY. LTD. 2018-04-12 Melbourne, VIC 3000, Australia

Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.