KR SECURITIES PTY LTD


Address: West End, QLD 4101, Australia

KR SECURITIES PTY LTD (Licence# 000224558) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 2, 2002.

Service Overview

Register Name AFS Licence
Licence Name KR SECURITIES PTY LTD
Licence Number 000224558
Licence ABN 25069588263
Issue Date 2002-12-02
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 155598
Locality WEST END
State QLD
Postcode 4101
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001000127 JERRY RIO Current 2015-03-13
001000125 NATHAN BAKER Current 2015-03-01
001000126 JOHN KENNEDY Current 2015-03-01

Office Location

Locality WEST END
State QLD
Postcode 4101
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
I.R STEVENS & D STEVENS 2017-06-23 West End, QLD 4101, Australia
THE MACRO GROUP PTY LTD 2016-10-25 South Brisbane, QLD 4101, Australia
JIM SCOTT ACCOUNTING PTY. LTD. 2016-06-27 West End, QLD 4101, Australia
AUSTRALIAN WEALTH HOLDINGS PTY LTD 2016-02-18 South Brisbane, QLD 4101, Australia
STOCKWELL FUNDS MANAGEMENT PTY LTD 2013-06-27 West End, QLD 4101, Australia
MERCY SUPER PTY LTD 2012-05-03 South Brisbane, QLD 4101, Australia
ZAS INSURANCE MANAGEMENT PTY LTD 2007-08-27 West End, QLD 4101, Australia
INSIGHT INVESTMENT SERVICES PTY LTD 2007-04-24 South Brisbane, QLD 4101, Australia
AUSFIRST COMPLIANCE PARTNERS LIMITED 2004-07-13 West End, QLD 4101, Australia
BRISBANE CONVENTION CENTRE HOTEL (DEVELOPMENT) LIMITED 2004-03-09 South Brisbane, QLD 4101, Australia

Competitor

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Postal Code 4101

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.