ADVOCATE STRATEGIC INVESTMENTS PTY LTD

Address: Woodend, VIC 3442, Australia

ADVOCATE STRATEGIC INVESTMENTS PTY LTD (Licence# 000224560) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 23, 2002.

Service Overview

Register Name AFS Licence
Licence Name ADVOCATE STRATEGIC INVESTMENTS PTY LTD
Licence Number 000224560
Licence ABN 77101691598
Issue Date 2002-12-23
Locality WOODEND
State VIC
Postcode 3442
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to wholesale clients only, for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product in respect of wholesale clients only by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes - own scheme only; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • underwriting in relation to wholesale clients only:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services in respect of own managed investment schemes only:
    • operate custodial or depository services other than investor directed portfolio services.
      • (d) deal in a financial product by:
        • (i) applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
        • securities
        • to retail clients only.

    Office Location

    Locality WOODEND
    State VIC
    Postcode 3442
    Country Australia

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    Postal Code 3442

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    Dataset Information

    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.