THE PRINCIPAL EDGE PTY. LTD.


Address: Double Bay, NSW 2028, Australia

THE PRINCIPAL EDGE PTY. LTD. (Licence# 000225029) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 20, 2003.

Service Overview

Register Name AFS Licence
Licence Name THE PRINCIPAL EDGE PTY. LTD.
Licence Number 000225029
Licence ABN 82003710263
Issue Date 2003-01-20
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 173696
Locality DOUBLE BAY
State NSW
Postcode 2028
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001250319 THOMAS ROSARIO LA MELA Current 2018-04-05
001261348 MATTHIEU ANTOINE ROLLAN DE LACHOUE DE LA METTRIE Current 2018-01-18
001240242 TIMOTHY MICHAEL HANNES Ceased 2016-03-17
001239130 LEIGH ROY CHRISTOPHER Ceased 2016-02-08
001001615 THOMAS BLINKSELL Ceased 2015-01-14
001002037 ANTHONY ARTHUR KENCH Current 2013-01-25
001001708 BRENT TERRENCE HOPPING Ceased 2012-05-11
001001667 GRANT DAVID LEVITAS Ceased 2010-11-01
001001677 ALEXANDER HUGH GOLDSMITH Current 2010-06-18
001001691 DWAYNE VALERIO FERNANDES Current 2010-06-18

Office Location

Locality DOUBLE BAY
State NSW
Postcode 2028
Country Australia

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BLACKFOX PROPERTY PTY LTD 2015-12-09 Double Bay, NSW 2028, Australia
ATLAS ADVISORS AUSTRALIA PTY LTD 2013-09-20 Double Bay, NSW 2028, Australia
MOSHAV FINANCIAL WHOLESALE PTY LTD 2013-08-07 Double Bay, NSW 2028, Australia
CLARE ASSET MANAGEMENT PTY LTD 2013-02-01 Double Bay, NSW 2028, Australia
CREST FUNDS MANAGEMENT PTY LTD 2011-05-20 Double Bay, NSW 2028, Australia
HARBOUR MANAGEMENT PTY LTD 2010-11-29 Double Bay, NSW 2028, Australia

Competitor

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Postal Code 2028

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.