HALIFAX INVESTMENT SERVICES PTY LTD


Address: Sydney, NSW 2000, Australia

HALIFAX INVESTMENT SERVICES PTY LTD (Licence# 000225973) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 19, 2003.

Service Overview

Register Name AFS Licence
Licence Name HALIFAX INVESTMENT SERVICES PTY LTD
Licence Number 000225973
Licence ABN 52096980522
Issue Date 2003-02-19
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
FutBro 211323
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • derivatives;
    • foreign exchange contracts;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • securities; and
    • financial products limited to:
      • miscellaneous financial investment products;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • securities; and
      • financial products limited to:
        • miscellaneous financial investment products;
  • make a market for the following financial products:
    • foreign exchange contracts; and
    • derivatives; and
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001251652 JEFFREY WORBOYS Current 2017-02-03
001251622 MATTHEW BARNETT Current 2017-02-01
000460571 BRANDON RICHARD PARTINGTON Ceased 2013-08-15
000452509 PETER DARREN RUSSELL Ceased 2012-10-09
000449150 PETER ROBERTO TODARO Ceased 2012-01-01
000376778 BRETT WHATLEY Ceased 2010-08-04
001005909 CHRISTOPHER LASSES Ceased 2010-05-06
001002922 TOM MICHAEL PRESKI Ceased 2010-03-20
001233537 ALEXANDER STUART DOUGLAS Ceased 2010-03-01
001001696 RUBEN JACK BOCK Ceased 2009-05-01

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.