CREDIT SUISSE AG


Address: Sydney, NSW 2000, Australia

CREDIT SUISSE AG (Licence# 000226896) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 16, 2003.

Service Overview

Register Name AFS Licence
Licence Name CREDIT SUISSE AG
Licence Number 000226896
Licence ABN 17061700712
Issue Date 2003-06-16
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • securities;
      • standard margin lending facility; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services;
      • securities; and
      • standard margin lending facility;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
  • make a market for the following financial products:
    • foreign exchange contracts;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
    • limited to financial products other than:
      • derivatives;
      • foreign exchange contracts; and
      • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001008702 HUIYI (ERIC) HUANG Ceased 2013-01-02
      001008660 HUIYI (ERIC) HUANG Ceased 2013-01-02
      000462788 CAMERON MORCHER Ceased 2013-01-01
      000433949 DAVID ISAACS Ceased 2011-07-01
      001247660 PATRICK ALBERT Ceased 2009-07-27
      001258637 CRAIG ADAM TONKES Ceased 2009-07-01
      000435168 IAN ROSS GILLIES Ceased 2007-09-01

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Competitor

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.