REDWOOD WEALTH ALLIANCE PTY LTD


Address: Subiaco, WA 6008, Australia

REDWOOD WEALTH ALLIANCE PTY LTD (Licence# 000227870) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name REDWOOD WEALTH ALLIANCE PTY LTD
Licence Number 000227870
Licence ABN 54085130187
Issue Date 2003-07-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 184815
Locality SUBIACO
State WA
Postcode 6008
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001261512 EBONY ANN GARE Current 2018-01-22
001257481 ADAM RAYMOND BRENNAN Current 2017-07-20
001008624 CARLO RIGOLI Current 2015-04-13
001257722 CINDY CHIUMAN Current 2014-07-04
000424639 CARLA MICHELLE PIGGOTT Ceased 2012-07-10
000424639 CARLA MICHELLE PIGGOTT Ceased 2012-03-12
000342168 JAMES ROBERT CHARLES GOULDSON Current 2009-10-26
000342168 JAMES ROBERT CHARLES GOULDSON Ceased 2006-12-01
000307744 PETER AUSTEN CHISHOLM EASTMAN Current 2006-11-17
000290614 STEVEN JAMES HENDRY Current 2005-07-07

Office Location

Locality SUBIACO
State WA
Postcode 6008
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
BLUEBIRD CAPITAL PTY LTD 2017-08-07 Subiaco, WA 6008, Australia
CHINSIRO PTY LTD 2017-07-03 Subiaco, WA 6008, Australia
BDO TAX (WA) PTY LTD 2017-05-18 Subiaco, WA 6008, Australia
INDIAN OCEAN SMSF PTY LTD 2017-04-26 Subiaco, WA 6008, Australia
INTEGRO HOLDINGS (WA) PTY LTD 2017-04-18 Subiaco, WA 6008, Australia
ELLIOTT TOWNSHEND PTY LTD 2017-03-22 Subiaco, WA 6008, Australia
FORREST PRIVATE WEALTH MANAGEMENT PTY LTD 2017-01-09 Subiaco, WA 6008, Australia
BIZZACA & BUHARI FINANCIAL SERVICES PTY LTD 2016-09-30 Subiaco, WA 6008, Australia
SALMON HEIST PTY LTD 2016-09-16 Subiaco, WA 6008, Australia
A.C.N. 608 646 251 PTY LTD 2016-06-07 Subiaco, WA 6008, Australia

Competitor

Search similar business entities

Postal Code 6008

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.