PRINCIPAL FINANCIAL SERVICES PTY LTD


Address: Upper Mount Gravatt, QLD 4122, Australia

PRINCIPAL FINANCIAL SERVICES PTY LTD (Licence# 000228944) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 7, 2003.

Service Overview

Register Name AFS Licence
Licence Name PRINCIPAL FINANCIAL SERVICES PTY LTD
Licence Number 000228944
Licence ABN 26101650373
Issue Date 2003-07-07
Locality UPPER MOUNT GRAVATT
State QLD
Postcode 4122
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001005905 SUNNY MAHENDRA PRAKASH Current 2003-07-31

Office Location

Locality UPPER MOUNT GRAVATT
State QLD
Postcode 4122
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ACCOUNTING AND TAXATION SPECIALIST PTY LTD 2017-04-07 Mansfield, QLD 4122, Australia
G.R COX & T.D JOHNSON 2016-02-03 Upper Mount Gravatt, QLD 4122, Australia
INTEGRAPAY PTY LTD 2012-08-06 Upper Mount Gravatt, QLD 4122, Australia
ATL INSURANCE GROUP PTY LTD 2009-02-01 Upper Mount Gravatt, QLD 4122, Australia
ACTOCUE PTY LTD 2008-05-01 Upper Mount Gravatt, QLD 4122, Australia
ENEVITA PTY LTD 2008-03-18 Upper Mount Gravatt, QLD 4122, Australia
ALLSAFE INSURANCE BROKERS PTY. LTD. 2004-01-01 Upper Mount Gravatt, QLD 4122, Australia
MODORAS PTY LTD 2003-10-01 Upper Mount Gravatt, QLD 4122, Australia

Financial services with the same locality

Service Name Issue Date Locality
G.R COX & T.D JOHNSON 2016-02-03 Upper Mount Gravatt, QLD 4122, Australia
INTEGRAPAY PTY LTD 2012-08-06 Upper Mount Gravatt, QLD 4122, Australia
ATL INSURANCE GROUP PTY LTD 2009-02-01 Upper Mount Gravatt, QLD 4122, Australia
ACTOCUE PTY LTD 2008-05-01 Upper Mount Gravatt, QLD 4122, Australia
ENEVITA PTY LTD 2008-03-18 Upper Mount Gravatt, QLD 4122, Australia
ALLSAFE INSURANCE BROKERS PTY. LTD. 2004-01-01 Upper Mount Gravatt, QLD 4122, Australia
MODORAS PTY LTD 2003-10-01 Upper Mount Gravatt, QLD 4122, Australia

Competitor

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Postal Code 4122

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.