SINCLAIR WILSON INVESTMENT SERVICES PTY LTD


Address: Warrnambool, VIC 3280, Australia

SINCLAIR WILSON INVESTMENT SERVICES PTY LTD (Licence# 000229238) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name SINCLAIR WILSON INVESTMENT SERVICES PTY LTD
Licence Number 000229238
Licence ABN 96006574572
Issue Date 2003-07-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 012626
Locality WARRNAMBOOL
State VIC
Postcode 3280
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266604 AIME DENISE SANDRI Current 2018-08-07
001259398 MOUREEN MONIKA KUMARI Current 2017-10-30
001247416 SCOTT DICKIE Current 2016-09-06
001247457 WESLEY JOHN DUNN Current 2016-09-06
001243527 JAMES CHARLES CASTLEY Current 2016-06-28
001243274 SEAN FRANCIS DELANEY Current 2016-06-22
001242759 STEPHEN JOHN DAVIES Current 2016-06-06
001242774 LEIGH MICHAEL MARRIS Current 2016-06-06
001242559 MICHAEL JAMES KLEM Current 2016-06-01
001240892 JOHN ROWLAND MILES Current 2016-04-11

Office Location

Locality WARRNAMBOOL
State VIC
Postcode 3280
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
WOODLEIGH FIELDS PTY. LTD. 2017-07-05 Warrnambool, VIC 3280, Australia
THINK INDEPENDENT PTY LIMITED 2015-11-24 Warrnambool, VIC 3280, Australia
SOUTH-WEST CREDIT UNION CO-OPERATIVE LIMITED 2004-03-01 Warrnambool, VIC 3280, Australia
SOUTHERN MORTGAGES LTD. 2004-01-31 Warrnambool, VIC 3280, Australia

Financial services with the same locality

Service Name Issue Date Locality
WOODLEIGH FIELDS PTY. LTD. 2017-07-05 Warrnambool, VIC 3280, Australia
THINK INDEPENDENT PTY LIMITED 2015-11-24 Warrnambool, VIC 3280, Australia
SOUTH-WEST CREDIT UNION CO-OPERATIVE LIMITED 2004-03-01 Warrnambool, VIC 3280, Australia
SOUTHERN MORTGAGES LTD. 2004-01-31 Warrnambool, VIC 3280, Australia

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Service Name Issue Date Locality
BURNHAM FUNDS MANAGEMENT PTY LTD 2018-08-01 South Melbourne, VIC 3205, Australia
CEDAR ASSET MANAGEMENT PTY LTD 2018-07-30 Sydney, NSW 2000, Australia
SIA FUNDS MANAGEMENT PTY LTD 2018-07-30 Glenunga, SA 5064, Australia
CAMPASPE FINANCIAL SERVICES PTY LTD 2018-07-30 Echuca, VIC 3564, Australia
PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
FORTY SEVEN GROUP PTY LTD 2018-07-19 Innaloo, WA 6018, Australia

Competitor

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Postal Code 3280

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.