CONSULTUM FINANCIAL ADVISERS PTY LTD


Address: Melbourne, VIC 3000, Australia

CONSULTUM FINANCIAL ADVISERS PTY LTD (Licence# 000230323) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 21, 2003.

Service Overview

Register Name AFS Licence
Licence Name CONSULTUM FINANCIAL ADVISERS PTY LTD
Licence Number 000230323
Licence ABN 65006373995
Issue Date 2003-07-21
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 013107
InsLif 90175
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001006993 GLENN CLAPHAM Current 2018-08-03
000236660 GREGORY ARTHUR STEVENS Current 2018-07-16
000292465 RODERICK STARK Current 2018-07-06
000421471 TRAVIS STYLES Current 2018-07-06
000445888 MIRAL THAKKER Current 2018-07-04
000235778 SHANE CHARLES TONKIN Current 2018-07-02
000235780 NICOLE MURPHY Current 2018-07-02
000260427 PAUL RICHARD MULOCK Current 2018-06-27
001264586 MATTHEW DAVID SMITH Current 2018-06-01
000239256 MALCOLM KENNETH DOBSON Current 2018-05-30

Office Location

Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

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SOMERSET CAPITAL FINANCIAL SERVICES PTY LTD 2018-06-14 Melbourne, VIC 3000, Australia
TUXEDO MONEY PTY. LTD. 2018-06-13 Melbourne, VIC 3000, Australia
ZINC ENERGY PTY LTD 2018-05-29 Melbourne, VIC 3000, Australia
APOLLO LEAGUE PTY LTD 2018-05-08 Melbourne, VIC 3000, Australia
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Competitor

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Postal Code 3000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.