UNIFIED FINANCIAL SERVICES PTY LTD

Address: Carlton, VIC 3053, Australia

UNIFIED FINANCIAL SERVICES PTY LTD (Licence# 000230510) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name UNIFIED FINANCIAL SERVICES PTY LTD
Licence Number 000230510
Licence ABN 31066587602
Issue Date 2003-09-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 161334
InsLif 90224
Locality CARLTON
State VIC
Postcode 3053
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities limited to:
      • debentures of a body corporate or unincorporated body only;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities limited to:
        • debentures of a body corporate or unincorporated body only;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001250877 FRANK D'ALESIO-TREMANTE Current 2016-12-01
001239511 DANIEL WEEKS Ceased 2016-02-11
000428074 DANIEL WEEKS Ceased 2016-02-11
000462636 BRETT SYDNEY-SMITH Ceased 2010-12-22
001000764 LISA HALEY Current 2004-07-01
000235917 MICHELLE SHARON TATE-LOVERY Current 2003-09-01

Office Location

Locality CARLTON
State VIC
Postcode 3053
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ASCLEPIUS UNDERWRITING PTY LTD 2016-12-01 Carlton, VIC 3053, Australia
FLINDERS WEALTH PTY LTD 2013-04-11 Carlton, VIC 3053, Australia
DREAM THOROUGHBREDS PTY LTD 2012-05-03 Carlton, VIC 3053, Australia
WINDSOR INCOME PROTECTION PTY LTD 2011-04-27 Carlton, VIC 3053, Australia
ADK INSURANCE BROKERS PTY LTD 2008-06-25 Carlton, VIC 3053, Australia
UIIT PTY LTD 2006-08-24 Carlton, VIC 3053, Australia
MIDLAND INSURANCE BROKERS AUSTRALIA PTY LTD 2004-02-01 Carlton, VIC 3053, Australia
MEAT INDUSTRY EMPLOYEES SUPERANNUATION FUND PTY. LTD. 2003-12-11 Carlton, VIC 3053, Australia
FIRST PRIORITY FINANCIAL SERVICES PTY LTD 2003-12-10 Carlton, VIC 3053, Australia
WINDSOR MANAGEMENT INSURANCE BROKERS PTY. LTD. 2003-10-01 Carlton, VIC 3053, Australia

Competitor

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Postal Code 3053

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.