I.O.O.F. INVESTMENT MANAGEMENT LIMITED


Address: Melbourne, VIC 3000, Australia

I.O.O.F. INVESTMENT MANAGEMENT LIMITED (Licence# 000230524) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name I.O.O.F. INVESTMENT MANAGEMENT LIMITED
Licence Number 000230524
Licence ABN 53006695021
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 015322
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • superannuation;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Am Property Plus" scheme (ARSN: 096 632 165),
    • schemes which only hold the following types of property:
      • derivatives;
      • financial assets; and
      • mortgages; and
    • IDPS-like schemes; and
  • provide the following custodial or depository services:
    • operate investor directed portfolio services (each of which is referred to as the IDPS); and
      • operate custodial or depository services other than investor directed portfolio services;
        to retail and wholesale clients.

        Financial advisers

        Adviser Number Adviser Name Status Start Date
        001260806 DANIEL HUYNH NGUYEN Current 2017-12-19
        000464412 DANIEL JOSEPH BORG Current 2014-09-02
        000381385 SCOTT JAMES THORNTON Ceased 2005-10-03
        000374453 GRANT CHRISTOPHER WILSON Ceased 2003-01-03

        Office Location

        Locality MELBOURNE
        State VIC
        Postcode 3000
        Country Australia

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        Postal Code 3000

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        Dataset Information


        Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
        Jurisdiction Australia
        Related Datasets Australian Businesses, Australian Companies

        This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.