WILLIAM BUCK WEALTH ADVISORS (SA) PTY LTD


Address: Adelaide, SA 5000, Australia

WILLIAM BUCK WEALTH ADVISORS (SA) PTY LTD (Licence# 000230637) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 8, 2003.

Service Overview

Register Name AFS Licence
Licence Name WILLIAM BUCK WEALTH ADVISORS (SA) PTY LTD
Licence Number 000230637
Licence ABN 36076858494
Issue Date 2003-08-08
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 191856
Locality ADELAIDE
State SA
Postcode 5000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001265827 JESSICA CUMMING Current 2018-07-01
001260942 LAURA MARIA GROVES Ceased 2018-01-01
001000413 WENDY ELLEN DRAKE Ceased 2017-07-04
001264259 TRICIA J KLEINIG Current 2016-09-16
001264260 SARAH MARGARET PARSONS Current 2016-09-16
001233042 AARON D TROMBETTA Current 2015-07-01
001000300 ANDREW THOMAS BARLOW Current 2014-07-03
001000297 COURTNEY PURL Current 2014-05-14
001000399 ADRIAN SCOTT FRINSDORF Current 2012-05-21
001000296 CASSANDRA ANNE MACOLINO Ceased 2008-07-01

Office Location

Locality ADELAIDE
State SA
Postcode 5000
Country Australia

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Competitor

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Postal Code 5000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.