APOGEE FINANCIAL PLANNING LIMITED


Address: North Sydney, NSW 2060, Australia

APOGEE FINANCIAL PLANNING LIMITED (Licence# 000230689) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name APOGEE FINANCIAL PLANNING LIMITED
Licence Number 000230689
Licence ABN 28056426932
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 054300
InsLif 90130
Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266993 DAVID CARSON Current 2018-08-24
000472511 CHARLIE ABD Current 2018-08-16
001257944 LEVENT ALDOGAN Ceased 2018-08-16
000339338 JOHN ROSS CACHIA Ceased 2018-08-16
000408299 FIONA ELIZABETH ROMANO Current 2018-07-30
000245086 DARREN PATRICK MULHERIN Current 2018-07-17
000299542 SCOTT EDWARDS Current 2018-07-03
001265636 TREVOR PAYNE Current 2018-07-03
001004935 ADRIAN KHAW Ceased 2018-06-15
001263858 YULIA FREILEKHMAN Current 2018-05-08

Office Location

Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
VOLT BANK LIMITED 2018-04-24 North Sydney, NSW 2060, Australia
WEALTHO2 SERVICES PTY LTD 2018-03-16 North Sydney, NSW 2060, Australia
BIRLING PTY. LTD. 2018-02-07 North Sydney, NSW 2060, Australia
POTENTIA CAPITAL PTY LTD 2017-08-31 North Sydney, NSW 2060, Australia
ALPHAXO RISK PARTNERS PTY LIMITED 2017-06-05 North Sydney, NSW 2060, Australia
REEDY CAPITAL PTY LTD 2017-05-02 North Sydney, NSW 2060, Australia
BLACK GREEN EQUITY PTY LTD 2017-04-03 North Sydney, NSW 2060, Australia
VISION PLANNING & FINANCE (AUST) PTY LTD 2017-03-29 North Sydney, NSW 2060, Australia
SYDNEY BUSINESS ACCOUNTING PTY LTD 2017-03-02 North Sydney, NSW 2060, Australia
SYDNEY FINANCIAL PROFESSIONALS SERVICES PTY. LTD. 2017-02-28 North Sydney, NSW 2060, Australia

Competitor

Search similar business entities

Postal Code 2060

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.