GODFREY PEMBROKE LIMITED


Address: North Sydney, NSW 2060, Australia

GODFREY PEMBROKE LIMITED (Licence# 000230690) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name GODFREY PEMBROKE LIMITED
Licence Number 000230690
Licence ABN 23002336254
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011227
InsLif 90145
Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001264047 NOURAH ZEZULKA Current 2018-05-15
001263898 PETER CHARLES CHRISTOPHERSON Current 2018-05-09
001001850 LACHLAN JOHN MCINNES Current 2018-02-27
000472154 DENNIS CHEN Current 2018-02-13
001260159 GARRY WILLIAM SYMONDS Current 2017-11-27
000290033 MARCUS CAMERON NICHOLLS Ceased 2017-11-09
000284561 ANDREW EDWARD DOBSON Ceased 2017-10-13
000383699 ALISHA BONOMI Current 2017-09-18
001258346 DENIS RISTESKI Current 2017-09-18
001257484 JINGYI WANG Current 2017-08-17

Office Location

Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

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Competitor

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Postal Code 2060

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.