GWM ADVISER SERVICES LIMITED


Address: North Sydney, NSW 2060, Australia

GWM ADVISER SERVICES LIMITED (Licence# 000230692) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name GWM ADVISER SERVICES LIMITED
Licence Number 000230692
Licence ABN 96002071749
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011449
Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001267121 KELLY HANLON Current 2018-08-29
001267130 TIMOTHY JAMES SWAINSTON Current 2018-08-28
001267028 JAYE O'HANLON FEATHERBY Current 2018-08-27
001002748 RICKY NEVILLE KENNEDY Current 2018-08-22
001008836 SEAN PATRICK YOUNG Current 2018-08-14
001266788 MATTHEW BIDDLE Current 2018-08-14
001266583 ROBERT GLYNN RIVIERE Current 2018-08-07
001266479 SANDRA CARR Current 2018-08-02
001246910 ILLIAS LEIGH CHADJILAZAROU Current 2018-07-10
001265663 REBECCA POYNTON Current 2018-07-04

Office Location

Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

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Competitor

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Postal Code 2060

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.