NETWEALTH INVESTMENTS LIMITED


Address: Melbourne, VIC 3000, Australia

NETWEALTH INVESTMENTS LIMITED (Licence# 000230975) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 13, 2003.

Service Overview

Register Name AFS Licence
Licence Name NETWEALTH INVESTMENTS LIMITED
Licence Number 000230975
Licence ABN 85090569109
Issue Date 2003-08-13
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 198347
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • non-cash payment products;
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • non-cash payment products;
      • interests in managed investment schemes including:
        • investor directed portfolio services; and
        • superannuation; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • non-cash payment products;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • superannuation;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Netwealth Managed Account" scheme (ARSN: 604 930 252), a scheme for the management and investment of financial assets ("portfolio assets") where:
      • each member ("portfolio client") of the scheme is an operator of an investor directed portfolio service or an RSE licensee that is trustee of a regulated superannuation fund as defined under the Superannuation Industry (Supervision) Act 1993 who directly or through an agent acquires and holds a separate interest ("portfolio") in the scheme on behalf of a member of the investor directed portfolio service or the members of a regulated superannuation fund ("underlying client"); and
      • the portfolio assets that relate to each portfolio managed by the responsible entity or its agent are held by the relevant portfolio client or its agent on trust for the underlying client; and
    • schemes which only hold the following types of property:
      • financial assets; and
      • mortgages; and
  • provide the following custodial or depository services:
    • operate investor directed portfolio services (each of which is referred to as the IDPS); and
      • operate custodial or depository services other than investor directed portfolio services;
        to retail and wholesale clients.

        Financial advisers

        Adviser Number Adviser Name Status Start Date
        000344113 SHAN BADOWSKI Ceased 2010-03-19

        Office Location

        Locality MELBOURNE
        State VIC
        Postcode 3000
        Country Australia

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        Postal Code 3000

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        Dataset Information


        Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
        Jurisdiction Australia
        Related Datasets Australian Businesses, Australian Companies

        This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.