FIDUCIAN FINANCIAL SERVICES PTY LTD


Address: Sydney, NSW 2000, Australia

FIDUCIAN FINANCIAL SERVICES PTY LTD (Licence# 000231103) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 17, 2003.

Service Overview

Register Name AFS Licence
Licence Name FIDUCIAN FINANCIAL SERVICES PTY LTD
Licence Number 000231103
Licence ABN 46094765134
Issue Date 2003-09-17
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 205302
InsLif 90464
SecDlr 011248
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products limited to MDA services; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000431666 BRIAN ANDREW GREAVES Current 2018-08-21
000265117 GARY RAYMOND AMMON Current 2018-05-24
001002914 RICHARD PIESSE Current 2018-04-09
001261729 JOSHUA GRAHAM CHARTERS Current 2018-02-05
001261386 ALEXANDER JACK WILSON Current 2018-01-19
001261393 TU THI VO Current 2018-01-19
001260016 LYNNE MAREE NEVILLE Current 2017-11-13
001259588 AMY GRACE LIPPIS Current 2017-11-03
001257709 AMY LEE HOAD Current 2017-08-23
001257048 TOBY JAMES ALLEN Current 2017-07-27

Office Location

Locality SYDNEY
State NSW
Postcode 2000
Country Australia

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Competitor

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Postal Code 2000

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.