DIXON ADVISORY & SUPERANNUATION SERVICES LIMITED


Address: North Sydney, NSW 2060, Australia

DIXON ADVISORY & SUPERANNUATION SERVICES LIMITED (Licence# 000231143) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 11, 2003.

Service Overview

Register Name AFS Licence
Licence Name DIXON ADVISORY & SUPERANNUATION SERVICES LIMITED
Licence Number 000231143
Licence ABN 54103071665
Issue Date 2003-11-11
Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives; and
      • securities;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001266731 NATHAN SADEGHI Current 2018-07-25
001263702 JOSHUA LUKE GRAHAM Current 2018-04-01
001263787 DYLAN BRUCE VANDENBRINK Current 2018-04-01
001263788 ALEXANDER CHAMPION Current 2018-04-01
001263701 RICHARD DANIEL STONE Ceased 2018-03-29
001259352 MATTHEW POYNTON Current 2017-10-01
001259392 JAMES ISRAEL Current 2017-10-01
001242051 ALISON CHRISTINE RODRIQUEZ Current 2017-07-10
001255744 STEPHEN JAMES BONE Current 2017-06-22
001254071 ANGUS JACK RUSSELL Current 2017-04-01

Office Location

Locality NORTH SYDNEY
State NSW
Postcode 2060
Country Australia

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Competitor

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Postal Code 2060

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.