HSBC BANK AUSTRALIA LIMITED


Address: Sydney, NSW 2000, Australia

HSBC BANK AUSTRALIA LIMITED (Licence# 000232595) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name HSBC BANK AUSTRALIA LIMITED
Licence Number 000232595
Licence ABN 48006434162
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 012125
FutBro 011989
SecDlr 158224
Locality SYDNEY
State NSW
Postcode 2000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • foreign exchange contracts;
    • general insurance products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • interests in managed investment schemes limited to:
        • the investor directed portfolio service known as "HSBC Stockbroking On-line Funds Service";
      • securities; and
      • financial products limited to:
        • miscellaneous financial investment products;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • the investor directed portfolio service known as "HSBC Stockbroking On-line Funds Service";
        • securities;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products; and
    • underwriting:
      • an issue of securities;
  • make a market for the following financial products:
    • foreign exchange contracts;
    • derivatives; and
    • debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000459634 EUJOON LIM Ceased 2017-05-09
      000454049 YINAN XING Current 2017-04-21
      001007688 XIAO YI WANG Ceased 2017-03-10
      000411020 NITHIN MATHEW THOMAS Ceased 2017-01-20
      001003098 ANDREW MICHAEL LIM Ceased 2016-12-02
      001003345 SIU MAN LILY MO Ceased 2015-12-11
      000349955 RYAN CARL WALKER Ceased 2015-10-01
      000281387 PHILIP KIM CHUAN YAP Ceased 2015-09-30
      001001618 ANDY LOW Ceased 2015-08-07
      001234657 DONG JUN (JASMINE) YAN Ceased 2015-07-17

      Office Location

      Locality SYDNEY
      State NSW
      Postcode 2000
      Country Australia

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      Competitor

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      Postal Code 2000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.