PLEXUS FINANCIAL SERVICES (AUST) PTY LIMITED

Address: Chatswood, NSW 2057, Australia

PLEXUS FINANCIAL SERVICES (AUST) PTY LIMITED (Licence# 000233675) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 23, 2003.

Service Overview

Register Name AFS Licence
Licence Name PLEXUS FINANCIAL SERVICES (AUST) PTY LIMITED
Licence Number 000233675
Licence ABN 79001333704
Issue Date 2003-09-23
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011911
Locality CHATSWOOD
State NSW
Postcode 2057
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes excluding investor directed portfolio services;
    • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
    • securities; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes excluding investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001001383 ESZTER JUDIT SOOS Current 2010-08-26
001001382 PAUL ODON TIHAMER NEMETH DE BIKAL Current 2003-09-24

Office Location

Locality CHATSWOOD
State NSW
Postcode 2057
Country Australia

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VCF CAPITAL PARTNERS PTY LIMITED 2016-12-21 Chatswood, NSW 2067, Australia
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KEY SOLUTIONS GROUP (ACCOUNTANTS & BUSINESS CONSULTANTS) PTY LIMITED 2016-07-14 Chatswood, NSW 2067, Australia
SOFTCRAFT PTY LTD 2016-05-05 Chatswood, NSW 2067, Australia
FULCRUM AUSTRALIS PTY LTD 2015-09-08 Chatswood, NSW 2067, Australia

Competitor

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Postal Code 2057

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.