GROVE SECURITIES PTY LTD

Address: Albany, WA 6330, Australia

GROVE SECURITIES PTY LTD (Licence# 000233713) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 17, 2003.

Service Overview

Register Name AFS Licence
Licence Name GROVE SECURITIES PTY LTD
Licence Number 000233713
Licence ABN 82086637372
Issue Date 2003-11-17
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 190949
Locality ALBANY
State WA
Postcode 6330
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000422572 DAMIEN PAUL WATSON Current 2015-06-29
001000156 MARK TALBOT GRIST Current 2015-03-16
001000384 MITCHELL JAMES MUNRO Current 2014-08-26
000249619 GEOFFREY KEVIN HASTIE Ceased 2010-08-02
000318430 MARK DOWLING Ceased 2007-04-01
001000161 PENNY JOSEPHINE SLEBOS Current 2005-04-22
001000156 MARK TALBOT GRIST Ceased 2002-09-01
000348854 GARY ANDREW CUTLER Ceased 2001-07-02

Office Location

Locality ALBANY
State WA
Postcode 6330
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
KARINDA PTY. LTD. 2016-11-22 Albany, WA 6330, Australia
BOON, JOHN RODERICK 2016-06-10 Kalgan, WA 6330, Australia
LIFE INSURANCE AND SUPER PTY LTD 2011-07-26 Albany, WA 6330, Australia
PATERSONS ASSET MANAGEMENT LIMITED 2004-03-11 Albany, WA 6330, Australia
FULLER, BRIAN L 2004-03-01 Albany, WA 6330, Australia
SOUTH COAST INSURANCE BROKERS W.A. PTY LTD 2004-01-31 Albany, WA 6330, Australia
ALBANY DISTRICT INSURANCE BROKERS PTY LTD 2004-01-01 Albany, WA 6330, Australia

Financial services with the same locality

Service Name Issue Date Locality
KARINDA PTY. LTD. 2016-11-22 Albany, WA 6330, Australia
LIFE INSURANCE AND SUPER PTY LTD 2011-07-26 Albany, WA 6330, Australia
PATERSONS ASSET MANAGEMENT LIMITED 2004-03-11 Albany, WA 6330, Australia
FULLER, BRIAN L 2004-03-01 Albany, WA 6330, Australia
SOUTH COAST INSURANCE BROKERS W.A. PTY LTD 2004-01-31 Albany, WA 6330, Australia
ALBANY DISTRICT INSURANCE BROKERS PTY LTD 2004-01-01 Albany, WA 6330, Australia

Competitor

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Postal Code 6330

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.