AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED


Address: South Melbourne, VIC 3205, Australia

AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED (Licence# 000234454) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name AUSTRALIAN UNITY FUNDS MANAGEMENT LIMITED
Licence Number 000234454
Licence ABN 60071497115
Issue Date 2003-12-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 158291
Locality SOUTH MELBOURNE
State VIC
Postcode 3205
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities; and
      • superannuation;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • foreign exchange contracts;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • interests in managed investment schemes excluding investor directed portfolio services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • foreign exchange contracts;
      • general insurance products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • schemes which only hold the following types of property:
      • derivatives;
      • direct real property;
      • financial assets; and
      • mortgages; and
    • IDPS-like schemes; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Office Location

      Locality SOUTH MELBOURNE
      State VIC
      Postcode 3205
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      BURNHAM FUNDS MANAGEMENT PTY LTD 2018-08-01 South Melbourne, VIC 3205, Australia
      SUMO FINANCIAL SERVICES PTY LTD 2018-05-14 South Melbourne, VIC 3205, Australia
      FINWEALTH PTY LTD 2018-03-08 South Melbourne, VIC 3205, Australia
      AUSTRALIAN UNITY TRUSTEES LIMITED 2017-02-08 South Melbourne, VIC 3205, Australia
      DANIEL ALLISON & ASSOCIATES SUPERANNUATION PTY LTD 2017-01-10 South Melbourne, VIC 3205, Australia
      VALANT CAPITAL PTY. LTD. 2016-12-12 South Melbourne, VIC 3205, Australia
      JBS FINANCIAL STRATEGISTS PTY LTD 2016-08-01 South Melbourne, VIC 3205, Australia
      AUSTRALIAN UNITY INVESTMENT REAL ESTATE LIMITED 2015-09-09 South Melbourne, VIC 3205, Australia
      1 STEP INSURANCE PTY. LTD. 2015-07-24 South Melbourne, VIC 3205, Australia
      WEALTHBRIDGE FINANCIAL SERVICES PTY LTD 2015-07-22 South Melbourne, VIC 3205, Australia

      Competitor

      Search similar business entities

      Postal Code 3205

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.