AB PHILLIPS PTY LTD (Licence# 000234457) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 14, 2003.
| Register Name | AFS Licence |
| Licence Name | AB PHILLIPS PTY LTD |
| Licence Number | 000234457 |
| Licence ABN | 91007075934 |
| Issue Date | 2003-12-14 |
| Pre FSR |
Pre FSR (Financial Services Reform) Role and Licence Number: InsGen 30359 InsLif 90295 |
| Locality | MOORABBIN |
| State | VIC |
| Postcode | 3189 |
| Country | Australia |
This licence authorises the licensee to carry on a financial services business to:
|
| Adviser Number | Adviser Name | Status | Start Date |
|---|---|---|---|
| 001248952 | LEONARD SACK | Ceased | 2016-10-17 |
| 000295705 | BERNARDO MOYANO | Ceased | 2012-08-22 |
| 000413913 | ROWENA MARY THIELE | Ceased | 2011-11-15 |
| 000281257 | SEAN MICHAEL CLARK | Ceased | 2010-07-01 |
| 001001231 | DAVID GEOFFREY PAGE | Ceased | 2004-01-01 |
| Locality | MOORABBIN |
| State | VIC |
| Postcode | 3189 |
| Country | Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| FILOPOULOS, VICKI | 2016-09-08 | Moorabbin, VIC 3189, Australia |
| HAYWOOD WILKINS & ASSOCIATES (VIC) PTY. LTD. | 2004-03-10 | Moorabbin, VIC 3189, Australia |
| C.N. BOTTING & ASSOCIATES (BROKING) PTY. LTD. | 2004-01-30 | Moorabbin, VIC 3189, Australia |
| FINANCIAL AFFAIRS PTY LTD | 2002-11-01 | Moorabbin, VIC 3189, Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| FILOPOULOS, VICKI | 2016-09-08 | Moorabbin, VIC 3189, Australia |
| HAYWOOD WILKINS & ASSOCIATES (VIC) PTY. LTD. | 2004-03-10 | Moorabbin, VIC 3189, Australia |
| C.N. BOTTING & ASSOCIATES (BROKING) PTY. LTD. | 2004-01-30 | Moorabbin, VIC 3189, Australia |
| FINANCIAL AFFAIRS PTY LTD | 2002-11-01 | Moorabbin, VIC 3189, Australia |
| Service Name | Issue Date | Locality |
|---|---|---|
| BURNHAM FUNDS MANAGEMENT PTY LTD | 2018-08-01 | South Melbourne, VIC 3205, Australia |
| CEDAR ASSET MANAGEMENT PTY LTD | 2018-07-30 | Sydney, NSW 2000, Australia |
| SIA FUNDS MANAGEMENT PTY LTD | 2018-07-30 | Glenunga, SA 5064, Australia |
| CAMPASPE FINANCIAL SERVICES PTY LTD | 2018-07-30 | Echuca, VIC 3564, Australia |
| PK INSURANCE BROKERS PTY LTD | 2018-07-27 | Penrith, NSW 2750, Australia |
| BGH CAPITAL CUSTODY SERVICES PTY LIMITED | 2018-07-25 | Melbourne, VIC 3000, Australia |
| MORETON MANAGED INVESTMENTS PTY LTD | 2018-07-20 | Sydney, NSW 2000, Australia |
| AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD | 2018-07-19 | Melbourne, VIC 3000, Australia |
| ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD | 2018-07-19 | Sydney, NSW 2000, Australia |
| FORTY SEVEN GROUP PTY LTD | 2018-07-19 | Innaloo, WA 6018, Australia |
| Postal Code | 3189 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.